加拿大代写thesis

essay 代写:利益冲突的解决方法

essay 代写:利益冲突的解决方法

客户希望利用基金经理提供的服务,代表其利益执行现有的最佳选择。客户代表客户购买,将资金存入基金经理和基金经理,或者在各种交易场所出售证券,以实现证券收益的最大化(Michael Sakala和Daniel, 2013)。对于交易的安排,基金经理可能不会有什么冲突,就好像基金经理在代理两个竞争对手一样,这可能会对一个或两个客户的利益造成潜在的风险损害。这通常发生在大投资者身上。在购买服务时可能会产生利益冲突;一种直接与交易执行有关,另一种则不是。执行交易的分配也可以表现为利益冲突。其他潜在的利益冲突可能以商业行为的形式出现(Michael Sakala和Daniel, 2013)。所有这些利益冲突都可以通过在交易中使用道德准则、不断监测利益冲突、制定诱因政策、提供托管服务和存款来加以缓解。

essay 代写:利益冲突的解决方法

这些利益冲突可以通过银行根据指导方针提出的各种规章和道德规范来解决。根据CDBA(客户导向的经纪协议),受托人必须使用CDBA列出的经纪人,否则就是违反。如果信用违约互换不存在,信托人有多个客户,他们必须披露他们如何使用经纪业务,以及从长期来看,它对客户的好处有多大。由于受托人是为客户资产服务的,因此这些自愿标准与CFA协会所有成员(CFA协会,2004年)的专业行为标准是一致的。所有的利益相关者都是专业组织、工会或雇员。在这种情况下,如果利益相关者被忽视,那么基金经理所做的交易就会损失惨重。如果CDBA遵循CFA ISDS,那么收益是由客户而不是顾问实现的(CFA Institute, 2004)。因此,遵守CDBA的规章制度是很重要的,否则就会被违反。最重要的部分是管理所有利益相关者对贸易投资的影响。

essay 代写:利益冲突的解决方法

The client wishes to avail services from the fund manager to execute on behalf of him/her in interest to the best options available. The clients deposit the money to fund manager and fund manager on behalf of the client purchases, or sells the securities in various trading venues in order to maximising the return on securities (Michael Sakala and Daniel, 2013). For the placement of trade, there might be few conflicts for fund manager, as if the fund manager is acting for two competitors, which will lead to potentially risk damage to the interests of one or both clients. This generally happens in case of large investors. Conflicts of interests can come in case of purchasing of services; one directly related to execution of trades and second set which is not. The allocation of executed trades can also appear as conflicts of interest. Other potential conflicts of interests can arise in form of business conduct (Michael Sakala and Daniel, 2013). All these conflicts of interests can be mitigated with use of code of ethics in trading, ongoing monitoring on conflicts of interests, making policy on inducements, custody services and by placing of deposits.

essay 代写:利益冲突的解决方法
These conflicts of interests can be resolved by the various regulations and code of ethics proposed by bank as per the guidelines. Under a CDBA (client directed brokerage agreement) the fiduciary must use the brokers outlined under the CDBA, otherwise that is a violation. If a CDBA does NOT exist and the fiduciary has multiple clients, they must disclose how they use the brokerage and to the extent that it benefits clients in the long run. Since fiduciary serves for client assets, and so these voluntarily standards are consistent with and complement the existing CFA Institute Standards of Professional Conduct that all CFA Institute Members (CFA Institute, 2004). All the stakeholders are for example professional organizations, unions or employees. In this case, if the stakeholders are ignored, then it can cost very badly to the trades which are done by the fund managers. If CDBA follows the CFA ISDS then the benefits are realized by the client not by the advisors (CFA Institute, 2004). Therefore, it is important to follow the regulations and rules under CDBA, otherwise it will come under violation. The most important part is to manage the influence of all the stakeholders in relation to the trade investment.